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Licensed Sales Associate in Calgary at Jones Graham Consultants Inc

Date Posted: 3/19/2018

Job Snapshot

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Job Description


Location: Calgary Alberta Canada

Our client, a prominent and growing Wealth Management Boutique is looking to add an IIROC Licensed Sales Associate to the team. 

The primary focus is to assist the Portfolio Manager in the day to day trading and the administration of their business.  

Ensure a high level of client service by: 

 Support the advisor in the regular review of clients portfolios to help identify client needs  

 Review the portfolio to ensure it meets the current or updated risk profile and aligns with applicable investment program 

 Gather research & product information from internal and external sources 

 Enter client trades as directed by Client or Portfolio Manager 

 Remain up to date with all the regulatory rules and trading activities as it relates to client accounts 

Ensure effective client administration by: 

 Follow up with clients on missing documentation 

 Maintain client files and information of the appropriate systems 

 Check trades daily and all system entries in accounts for timelines and accuracy 

 Respond to client inquiries in a timely, responsive manner 

 Resolve issues effecting client transactions, escalating issues when appropriate 

 Issue instructions for client withdrawals, deposits, swaps and transfers according to client or Portfolio Manager's instructions 

 Ensure all client interaction is accurately documented 


 IIROC Licensed (CSC, CPH, WME)

 5 years experience in a Sales Associate role or related Financial Services experience

 High Net Worth Client Service experience

 Team work attitude

 Strong Communication skills

Details Apply Now